Updated for 2026

Senior Financial Advisor
Resume Example

A results-driven resume format for experienced financial advisors. Showcase AUM, client portfolio growth, and comprehensive financial planning skills.

ATS Score
90
Excellent
Keywords · Impact · Format
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Philip Hartmann

Charlotte, NC  |  [email protected]  |  (555) 704-8293  |  linkedin.com/in/philiphartmann
Summary

Senior financial advisor with 7 years of experience managing high-net-worth client portfolios and comprehensive financial plans. Grew book of business from $45M to $82M in AUM over 4 years with a 97% client retention rate. CFP and Series 7/66 licensed with expertise in retirement planning, tax optimization, and estate strategies.

Technical Skills
Financial Planning: Retirement Planning, Tax Optimization, Estate Planning, Insurance, Education Funding
Licenses: CFP, Series 7, Series 66, Life & Health Insurance
Investment: Portfolio Construction, Asset Allocation, Risk Assessment, Rebalancing, Alternative Investments
Tools: eMoney, MoneyGuidePro, Morningstar, Bloomberg Terminal, Salesforce
Experience
Senior Financial Advisor - Meridian Wealth Partners
  • Manage $82M in AUM across 145 client households with a 97% annual retention rate and average portfolio return of 11.2%
  • Grew book of business by $37M over 4 years through referrals, seminars, and strategic COI partnerships
  • Developed comprehensive financial plans for 40+ high-net-worth families with average investable assets of $560K
  • Mentored 3 junior advisors, helping them collectively grow their combined AUM from $8M to $22M in 18 months
Financial Advisor - Keystone Financial Group
  • Built a book of business from $0 to $45M in AUM across 95 client households in under 3 years
  • Generated $380K in annual revenue through fee-based financial planning and investment management
  • Conducted 200+ client review meetings annually, maintaining a 95% satisfaction score on post-meeting surveys
  • Increased client referral rate by 45% by implementing a structured referral program and quarterly appreciation events
Education
B.S. Finance - University of North Carolina at Charlotte
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Why This Resume Works

1
AUM growth story is compelling

$0 to $45M to $82M shows a clear trajectory. AUM is the single most important metric for advisor resumes.

2
Retention rate is prominent

97% client retention proves relationship quality and trust, which are the foundation of advisory work.

3
Revenue and certifications both shown

CFP, Series 7/66, and $380K revenue demonstrate credibility and production simultaneously.

Section-by-Section Breakdown

Summary

Lead with AUM, retention rate, and certifications. These three elements define a senior financial advisor.

Skills

List licenses and certifications as a separate group. Include financial planning software by name for ATS matching.

Experience

Every bullet must reference AUM, revenue, client count, or retention. Advisory is a production-measured field.

Education

Finance or business degree is standard. Keep it minimal at this experience level.

Key Skills for Senior Financial Advisor Resumes

Based on analysis of thousands of job postings, these are the most frequently required skills:

AUM Growth Client Retention Financial Planning Retirement Planning Tax Optimization Estate Planning CFP Series 7 Series 66 Portfolio Construction Asset Allocation eMoney MoneyGuidePro Morningstar Risk Assessment High-Net-Worth Clients

Common Mistakes on Senior Financial Advisor Resumes

  • No AUM numbers - AUM is the universal measure of an advisor's book. Missing it is like an engineer missing their tech stack.
  • Missing retention rate - Client retention separates great advisors from salespeople. Always include your retention percentage.
  • Not listing licenses - CFP, Series 7, 66, and insurance licenses are ATS filter requirements. They must be visible.
  • Ignoring revenue generated - Annual revenue production shows your economic value to the firm. Include it.
  • No client segmentation context - Average account size or HNW designation tells employers what type of clients you serve.

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