Updated for 2026

Wealth Manager
Resume Example

A proven, ATS-optimized resume structure for experienced wealth managers and financial advisors. Copy it, adapt it, land more interviews.

ATS Score
87
Excellent
Keywords · Metrics · Format
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Katherine Ellison

Boston, MA  |  [email protected]  |  (555) 743-5192  |  linkedin.com/in/katherineellison
Summary

Wealth manager with 9 years of experience advising high-net-worth individuals and families on investment management, financial planning, and estate strategies. Grew assets under management from $120M to $340M over 4 years while maintaining a 97% client retention rate. CFP and CFA charterholder with expertise in portfolio construction, tax-efficient investing, and multi-generational wealth transfer.

Skills
Investment Management: Portfolio Construction, Asset Allocation, Alternative Investments, Fixed Income, Equity Analysis, Rebalancing
Financial Planning: Retirement Planning, Estate Planning, Tax-Efficient Strategies, Insurance Analysis, Cash Flow Planning
Tools: Bloomberg Terminal, Morningstar Direct, Salesforce CRM, eMoney Advisor, MoneyGuidePro, Black Diamond
Client Development: HNW Client Acquisition, Relationship Management, Referral Networks, Seminar Marketing, Fiduciary Advisory
Experience
VP, Wealth Manager - Fidelity Investments, Boston, MA
  • Managed a $340M book of business across 92 high-net-worth households with an average investable asset level of $3.7M, maintaining a 97% client retention rate over 4 years
  • Grew AUM by $85M through net new asset acquisition, adding 18 new client relationships via referrals and center-of-influence partnerships with estate attorneys and CPAs
  • Designed and implemented tax-loss harvesting strategies that generated $4.2M in realized losses across client portfolios, reducing aggregate tax liability by an estimated $1.5M
  • Delivered 12 quarterly investment reviews and 6 client seminars annually, driving a Net Promoter Score of 82 and generating 40% of new client referrals from existing households
Financial Advisor - Morgan Stanley, Boston, MA
  • Built a client portfolio from $0 to $120M in AUM within 3.5 years by prospecting through networking events, COI referrals, and seminar marketing targeting professionals with $1M+ in investable assets
  • Constructed customized financial plans for 65+ clients incorporating retirement projections, education funding, and estate planning using MoneyGuidePro and eMoney Advisor
  • Outperformed benchmark allocation models by an average of 1.8% annually through tactical asset allocation and selective use of alternative investments across client portfolios
  • Achieved President's Club recognition in 2019 and 2020, ranking in the top 15% of advisors firm-wide based on net new assets and revenue production
Education & Certifications
M.B.A., Finance - Boston College
CFP (Certified Financial Planner)  |  CFA Charterholder
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Why This Resume Works

This resume scores well with ATS systems and hiring managers because it follows three principles:

1
AUM and revenue metrics in every bullet

Book size, net new assets, retention rates, client counts. No vague descriptions of "advising clients."

2
Wealth management keywords

AUM, HNW, asset allocation, tax-loss harvesting, CFP, CFA, fiduciary. ATS filters depend on these terms.

3
Clean, single-column format

Standard section headings that ATS parsers expect. No tables, columns, or graphics.

How the ATS Score Is Calculated

ATS systems evaluate wealth manager resumes across three dimensions:

40%
Keywords

Investment terminology, planning platforms, certifications (CFP, CFA, CIMA), and client segment terms that match the job description.

25%
Business Development Metrics

AUM growth, net new assets, client retention, household count, and revenue production.

35%
Structure & Formatting

Proper section headings, consistent formatting, parseable layout, and appropriate resume length.

Section-by-Section Breakdown

Summary

Keep it to 2-3 sentences. Lead with years of experience and the client segment you serve (HNW, UHNW, mass affluent). Include your biggest business development metric (AUM growth, retention rate) and the certifications that establish your credibility.

Skills

Group skills by category (Investment Management, Financial Planning, Tools, Client Development). Name specific platforms and planning software. Include certifications inline since CFP, CFA, and CIMA are often used as hard filters by recruiters.

Tip: Mirror the exact terms from the job posting. If they say "high-net-worth," don't just write "affluent clients" - use their exact phrasing.

Experience

Use this formula for every bullet point:

[Action verb] + [what you did] + [scale/context] + [measurable result]

Start bullets with strong verbs: Managed, Grew, Designed, Delivered, Built, Constructed. Avoid "Responsible for" or "Helped with" - they say nothing about your revenue impact.

3-5 bullets per role. Lead with AUM, growth rates, and client retention.

Education & Certifications

For wealth managers with 5+ years of experience, keep education brief: degree, school, year. Always list CFP, CFA, or CIMA credentials prominently since many employers filter specifically for these. Series licenses (7, 66, 63) can be mentioned if relevant to the role.

Key Skills for Wealth Manager Resumes

Based on analysis of thousands of wealth management job postings, these are the most frequently required skills:

Portfolio Construction Asset Allocation Financial Planning CFP / CFA HNW Client Acquisition Estate Planning Tax-Efficient Investing Bloomberg Terminal Retirement Planning Relationship Management

Common Mistakes on Wealth Manager Resumes

  • No AUM or book size - "Managed client portfolios" tells hiring managers nothing. "Managed a $340M book across 92 HNW households" immediately communicates the scope and scale of your practice.
  • Missing retention and growth metrics - wealth management is a relationship business. If you don't mention client retention rates and net new asset growth, you're missing the two metrics every hiring manager cares about most.
  • Not listing certifications prominently - CFP, CFA, and CIMA are table stakes for wealth management roles. Many ATS systems filter specifically for these designations. Make them impossible to miss.
  • No planning strategy specifics - listing "provided financial planning" without specifying the strategies (tax-loss harvesting, Roth conversions, estate planning) and the dollar impact is too generic for a competitive market.

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